Save Job Back to Search Job Description Summary Similar JobsLooking for CIMA regulations exposure!looking for 3-7 years SFC type 1 4 9 experience !About Our ClientOur client is a boutique size investment management firm headquartered in Asia with offices globally. They mainly focus on private equity and private funds with over 1billion in AUM.Job DescriptionAs a Compliance Associate / Manager, your main responsibilities will include:Developing and overseeing control systems to prevent violations of regulations and internal policies and will report directly to their COOConduct AML/KYC duties and CTF checking when necessaryAssist in SFC regulatory matters for type 1 4 9 including licensing, risk assessment, and filingsTake part in regulatory duties with CIMA, MAS, and SEC when necessaryReviewing the work of colleagues when necessary to identify compliance issues and provide advice or trainingKeeping abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance controlPreparing reports for senior management and external regulatory bodies as appropriateThe Successful ApplicantA successful Compliance Associate / Manager should have:A degree in law, finance, business administration or related field3-7 years of buyside compliance experience from private equity and/or private fundsMust have experiences working with the CIMA rules and regulationsExcellent knowledge of reporting procedures and record keepingMust be able to read and write and speak good EnglishWhat's on OfferExcellent opportunity to work in the buyside industry in Hong Kongbroad exposure roleinternational exposure for regulationsWe welcome all qualified candidates who are passionate about compliance and financial services to apply. This is a fantastic opportunity to join a leading company in the industry and take your career to the next level.ContactMonica WongQuote job refJN-032025-6706385Phone number+852 2848 4789Job summaryFunctionBanking & Financial ServicesSpecialisationCompliance & LegalWhat is your area of specialisation?Financial ServicesLocationHong KongJob Type:PermanentConsultant nameMonica WongConsultant phone+852 2848 4789Job ReferenceJN-032025-6706385
