Save Job Back to Search Job Description Summary Similar JobsLooking for SFC/HKEx regulatory compliance bkgd !Looking for 8-10 years of central compliance experience !About Our ClientOur client is a highly regarded entity within the financial services industry. As a large organization, it boasts a solid reputation in Hong Kong and globally, while it consistently provides high-quality services to its extensive clientele.Job DescriptionAs an 'SVP, Central Compliance,' your main responsibilities will include:Developing and implementing compliance policies and procedures.Lead and mentor a small team of compliance staff for central complianceWill be the main point of contact with the HKEx and SFCConducting regular compliance reviews and audits.Providing compliance advice and training to other departments.Maintaining up-to-date knowledge of regulatory changes and advising on necessary actions.Liaising with regulatory bodies to ensure the company's compliance with all relevant regulations.Investigating any potential compliance breaches and implementing corrective actions.Preparing and presenting compliance reports to the management team.Contributing to risk management strategies to minimize compliance risks.The Successful ApplicantA successful 'SVP, Central Compliance' should have:A solid understanding of compliance requirements in the financial services industry.8-10+ years of central compliance experience specifically with the HKEx and SFCopen to candidates directly from the HKEx or SFCMust be able to speak mandarin and read and write chineseWhat's on OfferGood work life balanceA supportive and collaborative company culture that values each team member's contribution.The unique opportunity to work in a high-profile role within a leading financial services company in Hong Kong.We encourage qualified candidates who are ready to take their career to the next level to apply for this exciting opportunity.ContactMonica WongQuote job refJN-052025-6745020Phone number+852 2848 4789Job summaryFunctionBanking & Financial ServicesSpecialisationCompliance & LegalWhat is your area of specialisation?Financial ServicesLocationHong KongJob Type:PermanentConsultant nameMonica WongConsultant phone+852 2848 4789Job ReferenceJN-052025-6745020
